Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

…

EG 19.11 Financial Services (Distance Marketing) Regulations 2004

As Published: 2016

EG 19.11 Financial Services (Distance Marketing) Regulations 2004

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 5.11 Other aspects of exclusions

SUP 16.4 Annual controllers report

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

SUP 2.1 Application and purpose

REC 6.2 Applications

PERG 7.6 Applications for a certificate

FEES App 1 Annex 4 Glossary of definitions

EG 6.9 The Financial Services register: publication of disciplinary measures against auditors and actuaries (see chapter 15)

SUP 16.17 Remuneration reporting

SUP 10A.6 FCA governing functions

COBS 19.6 Restriction on charges in qualifying schemes

DTR 1C.2 Modifying rules and consulting the FCA

SUP 3.11 Review of auditor’s client assets report

SUP 1A.2 Introduction

LR 10.8 Miscellaneous

EG 19.11 Financial Services (Distance Marketing) Regulations 2004