Search Result

161 - 180 of 1467 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

DTR 6.4 Disclosure of Home State

As Published: 2015

DTR 6.4 Disclosure of Home State

IFPRU 11.7 Notifications

As Published: 2015

IFPRU 11.7 Notifications

CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

DEPP 6.5D Serious financial hardship

As Published: 2010

DEPP 6.5D Serious financial hardship

MCOB 4.4A Initial disclosure requirements

As Published: 2012

MCOB 4.4A Initial disclosure requirements

CASS 7A.3 Secondary pooling events

As Published: 2010

CASS 7A.3 Secondary pooling events

REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

SUP 10A.17 Further questions

As Published: 2013

SUP 10A.17 Further questions

COCON 4.2 Specific guidance on senior manager conduct rules

As Published: 2015

COCON 4.2 Specific guidance on senior manager conduct rules

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

PERG 4.11 Link between activities and the United Kingdom

As Published: 2007

PERG 4.11 Link between activities and the United Kingdom