Search Result

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

…

FEES 3.2 Obligation to pay fees

As Published: 2006

FEES 3.2 Obligation to pay fees

…

EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

…

SUP 5.6 Confidential information and privilege

As Published: 2016

SUP 5.6 Confidential information and privilege

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 8.37 AIFMD Marketing

SUP 6.2 Introduction

SUP 13.3 Establishing a branch in another EEA State

COND 1.3 General

EG 16.2 Disapplication orders

SUP 13.4 Providing cross border services into another EEA State

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

EG 4.11 Approach to interviews and interview procedures

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

CASS 10.1 Application, purpose and general provisions

PERG 5.15 Illustrative tables

CASS 6.2 Holding of client assets

REC 2A.4 Power and procedure for RAP penalties and censures

DISP App 1.6 Valuing Relevant Benefits

COND 2.2 Location of offices

DEPP 7.1 Application and purpose

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

FEES 3.2 Obligation to pay fees

EG 10.4 Other relevant powers

SUP 5.6 Confidential information and privilege