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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

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DISP 1.11 The Society of Lloyd's

As Published: 2010

DISP 1.11 The Society of Lloyd's

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COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

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LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

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COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

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SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

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Effective Period

Similar To

MCOB 4.4A Initial disclosure requirements

COLL 6.13 Record keeping

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

LR App 2.1

LR 19.4 Continuing obligations

SUP 12.5 Contracts: required terms

BIPRU 1.1 Application

SUP 11.4 Requirements on firms

BIPRU 8.5 Basis of consolidation

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

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PERG 13.4 Financial Instruments

PR 2.1 General contents of prospectus

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading