Search Result

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

…

SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

…

PERG 4.11 Link between activities and the United Kingdom

As Published: 2007

PERG 4.11 Link between activities and the United Kingdom

…

GEN 2.2 Interpreting the Handbook

As Published: 2004

GEN 2.2 Interpreting the Handbook

…

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

…

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

…

ICOBS 3.2 E-Commerce

As Published: 2013

ICOBS 3.2 E-Commerce

…

GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

LR 8.7 Supervision of sponsors

MAR 8.2 Requirements for benchmark submitters

SUP 6.2 Introduction

SUP 12.2 Introduction

SUP 15.5 Core information requirements

COND 1.3 General

SUP 13.6 Changes to branches

COCON 2.2 Senior manager conduct rules

LR 10.8 Miscellaneous

LR 15.4 Continuing obligations

REC 2.3 Financial resources

SUP 10A.4 Specification of functions

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading