Search Result

141 - 160 of 199 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 16.5 How AIFMD affects other regulated activities

As Published: 2013

PERG 16.5 How AIFMD affects other regulated activities

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

COLL 3.2 The instrument constituting the fund

As Published: 2004

COLL 3.2 The instrument constituting the fund

PERG 8.26 The investment must be a particular investment

As Published: 2005

PERG 8.26 The investment must be a particular investment

IPRU-INV 9 App 1 Interpretation

As Published: 2015

IPRU-INV 9 App 1 Interpretation

SUP 10A.17 Further questions

As Published: 2013

SUP 10A.17 Further questions

INSPRU 3.2 Derivatives in insurance

As Published: 2007

INSPRU 3.2 Derivatives in insurance

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

PR 5.5 Persons responsible for a prospectus

As Published: 2012

PR 5.5 Persons responsible for a prospectus

BIPRU 8.5 Basis of consolidation

As Published: 2010

BIPRU 8.5 Basis of consolidation

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

PERG 13.2 General

As Published: 2011

PERG 13.2 General

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

BIPRU 2.1 Solo consolidation

As Published: 2006

BIPRU 2.1 Solo consolidation

PERG 16.6 Exclusions

As Published: 2013

PERG 16.6 Exclusions

EG 7.2 Alternatives to sanctions

As Published: 2015

EG 7.2 Alternatives to sanctions

COBS 5.1 The distance marketing disclosure rules

As Published: 2007

COBS 5.1 The distance marketing disclosure rules

PERG 13.5A Child trust funds and MiFID

As Published: 2008

PERG 13.5A Child trust funds and MiFID

PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions