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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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FEES 3.2 Obligation to pay fees

As Published: 2006

FEES 3.2 Obligation to pay fees

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SUP 10C.14 Changes to an FCA-approved person’s details

As Published: 2015

SUP 10C.14 Changes to an FCA-approved person’s details

…

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LR 18.2 Requirements for listing

SUP 10A.9 Significant management functions

SUP 10A.13 Application for approval and withdrawing an application for approval

REC 6.2 Applications

LR 3.5 Block listing

DTR 4.3A Reports on payments to governments

DEPP 8.2 Use of the own-initiative variation of approval power: general

REC 3.8 Financial and other information

REC 3.14A Operation of a regulated market or MTF

ICOBS 3.2 E-Commerce

SYSC 10.1 Application

PRIN 1.1 Application and purpose

EG 6.2 Publicity during, or upon the conclusion of regulatory action

EG 3.7 Investigations to assist overseas authorities (section 169)

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

COLL 4.3 Approvals and notifications

FEES 5.9 Leaving the Financial Ombudsman Service

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

FEES 3.2 Obligation to pay fees

SUP 10C.14 Changes to an FCA-approved person’s details