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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 8.1 Application

As Published: 2014

DTR 8.1 Application

EG 7.7 How a person will know they are receiving a private warning

As Published: 2016

EG 7.7 How a person will know they are receiving a private warning

EG 4.5 Notice of termination of investigations

As Published: 2016

EG 4.5 Notice of termination of investigations

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

EG 13.8 Power to apply to court for a provisional liquidator

As Published: 2016

EG 13.8 Power to apply to court for a provisional liquidator

SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

APER 3.2 Factors relating to all Statements of Principle

As Published: 2015

APER 3.2 Factors relating to all Statements of Principle

EG 13.1 Introduction

As Published: 2016

EG 13.1 Introduction

EG 7.8 The procedure for giving a private warning

As Published: 2016

EG 7.8 The procedure for giving a private warning

DTR 5.10 Use of electronic means for notifications and filing

As Published: 2007

DTR 5.10 Use of electronic means for notifications and filing

EG 15.5 Removal of a disqualification

As Published: 2016

EG 15.5 Removal of a disqualification

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

FEES 12.3 Late payments and recovery of unpaid levies

As Published: 2015

FEES 12.3 Late payments and recovery of unpaid levies

REC 4.2E Information: compliance of UK recognised bodies with EU requirements

As Published: 2007

REC 4.2E Information: compliance of UK recognised bodies with EU requirements

EG 19.6 Regulated Activities Order 2001 (RAO)

As Published: 2016

EG 19.6 Regulated Activities Order 2001 (RAO)

APER 3.3 Factors relating to Statements of Principle 5 to 7

As Published: 2015

APER 3.3 Factors relating to Statements of Principle 5 to 7

EG 2.3 Case selection: Threshold Conditions cases

As Published: 2016

EG 2.3 Case selection: Threshold Conditions cases

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

SUP 10A.2 Purpose

As Published: 2013

SUP 10A.2 Purpose