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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

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PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

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PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

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COBS 11.3 Client order handling

As Published: 2011

COBS 11.3 Client order handling

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SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

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SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

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Similar To

SUP 16.17 Remuneration reporting

DTR 8.5 Supervision of primary information providers

DTR 4.4 Exemptions

COLL 6.3 Valuation and pricing

CASS 7.11 Treatment of client money

SUP 16.18 AIFMD reporting

REC 3.26 Proposals to make regulatory provision

BIPRU 7.8 Securities underwriting

IFPRU 11.7 Notifications

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

COCON 1.1 Application

PERG 2.8 Exclusions applicable to particular regulated activities

SUP 15.13 Notification by CBTL firms

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

PERG 5.12 Link between activities and the United Kingdom

PR 1.1 Preliminary

COBS 11.3 Client order handling

SYSC 12.1 Application

SUP 6.2 Introduction