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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

As Published: 2003

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

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REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

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FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

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PERG 4.10A Activities regulated under the Mortgage Credit Directive

As Published: 2015

PERG 4.10A Activities regulated under the Mortgage Credit Directive

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SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

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Similar To

COLL 7.7 UCITS mergers

SUP 10A.13 Application for approval and withdrawing an application for approval

PERG 2.5 Investments and activities: general

CASS 5.1 Application

COLL 6.12 Risk management policy and risk measurement

COBS 4.1 Application

GEN 5.1 Application and purpose

PERG 8.4 Invitation or inducement

PERG 2.2 Introduction

APER 1.1A Application

ICOBS 3.2 E-Commerce

CONC 3.1 Application

REC 5.2 Application process

COLL 6.6B UCITS depositaries

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

REC 4.2D Suspension and removal of financial instruments from trading

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

PERG 4.10A Activities regulated under the Mortgage Credit Directive

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions