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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

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SUP 13.3 Establishing a branch in another EEA State

As Published: 2001

SUP 13.3 Establishing a branch in another EEA State

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SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

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SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

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Effective Period

Similar To

DEPP 8.1 Introduction

SUP 10A.7 FCA required functions

REC 2.4 Suitability

CASS 11.3 Responsibility for CASS operational oversight

APER 4.1 Statement of Principle 1

COND 1.1A Application

PERG 9.10 Significance of being an open-ended investment company

REC 5.2 Application process

SUP 10C.8 The other local responsibility function (SMF22) and EEA branch senior manager functions (SMF21)

COCON 1.2 Investments

DEPP 3.2 The operation of the RDC

SUP 12.1 Application and purpose

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

PERG 4.1 Application and purpose

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

SUP 5.3 Policy on the use of skilled persons

SUP 13.3 Establishing a branch in another EEA State

SUP 13.4 Providing cross border services into another EEA State

SUP 8.3 Applying for a waiver