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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

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LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

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REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

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COLL 6.12 Risk management policy and risk measurement

As Published: 2011

COLL 6.12 Risk management policy and risk measurement

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Similar To

FEES 7.2 The CFEB levy

LR 13.8 Other circulars

SUP 15.13 Notification by CBTL firms

MIPRU 4.2D Liquidity resources requirements

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

BIPRU 2.1 Solo consolidation

CASS 7.11 Treatment of client money

SYSC 5.2 Certification regime

BIPRU 13.2 Unusual Transactions

BIPRU 4.8 The IRB approach: Purchased receivables

SYSC 19C.3 Remuneration principles

IFPRU 4.2 Standardised approach

CASS 5.5 Segregation and the operation of client money accounts

MCOB 5.6 Content of illustrations

SUP 12.9 Record keeping

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

COLL 8.5 Powers and responsibilities

LR 12.5 Purchase of own securities other than equity shares

REC 4.2D Suspension and removal of financial instruments from trading

COLL 6.12 Risk management policy and risk measurement