Search Result

1301 - 1320 of 1397 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP 3.7 Awards by the Ombudsman

As Published: 2008

DISP 3.7 Awards by the Ombudsman

…

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

…

MAR 8.2 Requirements for benchmark submitters

As Published: 2013

MAR 8.2 Requirements for benchmark submitters

…

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

…

IFPRU 11.7 Notifications

As Published: 2015

IFPRU 11.7 Notifications

…

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

…

PERG 16.3 Managing an AIF

As Published: 2013

PERG 16.3 Managing an AIF

…

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

…

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

…

IPRU-INV 9.2 GENERAL REQUIREMENTS

As Published: 2015

IPRU-INV 9.2 GENERAL REQUIREMENTS

…

IFPRU 11.1 Application and purpose

As Published: 2015

IFPRU 11.1 Application and purpose

…

LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

…

COBS 9.4 Suitability reports

As Published: 2007

COBS 9.4 Suitability reports

…

PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

…

FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

…

COBS 11.4 Client limit orders

As Published: 2007

COBS 11.4 Client limit orders

…

EG 2.2 Case selection: Firms and individuals, market abuse cases and listing matters

As Published: 2015

EG 2.2 Case selection: Firms and individuals, market abuse cases and listing matters

…

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2010

PERG 14.5 The ‘by-way-of-business’ test

…

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

…

COBS 20.1 Application

As Published: 2007

COBS 20.1 Application

…