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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties

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PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

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PR 3.3 Advertisements

As Published: 2012

PR 3.3 Advertisements

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PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

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DTR 2.2 Disclosure of inside information

As Published: 2016

DTR 2.2 Disclosure of inside information

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PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

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CASS 8.2 Definition of mandate

As Published: 2012

CASS 8.2 Definition of mandate

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SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

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EG 3.2 Information requests (section 165)

As Published: 2016

EG 3.2 Information requests (section 165)

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PERG 17.3 What the advice must be about

As Published: 2014

PERG 17.3 What the advice must be about

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ICOBS 2.3 Inducements

As Published: 2008

ICOBS 2.3 Inducements

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MCOB 8.7 Initial disclosure information: unauthorised reversion provider

As Published: 2006

MCOB 8.7 Initial disclosure information: unauthorised reversion provider

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EG 3.2A Information requests (section 122A)

As Published: 2016

EG 3.2A Information requests (section 122A)

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EG 4.12 Search and seizure powers

As Published: 2016

EG 4.12 Search and seizure powers

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SYSC 19E.1 Application

As Published: 2016

SYSC 19E.1 Application

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EG 3.2B Information requests (section 122B)

As Published: 2016

EG 3.2B Information requests (section 122B)

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MAR 6.4 Systematic internaliser reporting requirement

As Published: 2007

MAR 6.4 Systematic internaliser reporting requirement

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CASS 9.2 Prime broker's daily report to clients

As Published: 2010

CASS 9.2 Prime broker's daily report to clients

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SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms

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DEPP 8.1 Introduction

As Published: 2015

DEPP 8.1 Introduction

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