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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

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SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2009

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

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LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

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Effective Period

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CASS 7.19 Clearing member client money sub-pools

EG 15.1 Introduction

IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

LR 8.4 Role of a sponsor: transactions

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

SUP 12.5 Contracts: required terms

EG 7.1 The FCA’s use of sanctions

COLL 11.5 Auditors

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

LR 4.2 Contents and format of listing particulars

DEPP 1.2 Introduction to statutory notices

EG 4.5 Notice of termination of investigations

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

SUP 10C.11 Statements of responsibilities

SUP 8.3 Applying for a waiver

EG 15.4 Disqualification under section 249 or section 261K

RCB 4.2 Enforcement powers and penalties

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

LR 8.6 Criteria for approval as a sponsor