Search Result

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

…

CREDS 1.1 Application and purpose

As Published: 2011

CREDS 1.1 Application and purpose

…

CASS 3.2 Requirements

As Published: 2003

CASS 3.2 Requirements

…

LR 16.3 Listing applications

As Published: 2008

LR 16.3 Listing applications

…

CONC 2.7 Distance marketing

As Published: 2014

CONC 2.7 Distance marketing

…

EG 19.18 Counter-Terrorism Act 2008

As Published: 2016

EG 19.18 Counter-Terrorism Act 2008

…

MCOB 8.3 Application of rules in MCOB 4

As Published: 2004

MCOB 8.3 Application of rules in MCOB 4

…

IPRU-INV 11.2 MAIN REQUIREMENTS

As Published: 2015

IPRU-INV 11.2 MAIN REQUIREMENTS

…

IPRU-INV 1.1 PURPOSE

As Published: 2016

IPRU-INV 1.1 PURPOSE

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

SUP 9.2 Making a request for individual guidance

LR 2.2 Requirements for all securities

FEES 5.3 The general levy

IPRU-INV 13.1A FINANCIAL RESOURCES REQUIREMENTS FOR AN EXEMPT CAD FIRM

COLL Appendix 1EU KII Regulation

PERG 8.34 The business test

COLL 1.2 Types of authorised fund

SYSC 10.2 Chinese walls

SUP 2.4 'Mystery shopping'

PERG 4.2 Introduction

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration