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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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REC 4.2G Reports by skilled persons

As Published: 2013

REC 4.2G Reports by skilled persons

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LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

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COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

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LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

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SUP App 2.1 Application

As Published: 2004

SUP App 2.1 Application

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REC 3.21 Criminal offences and civil prohibitions

As Published: 2013

REC 3.21 Criminal offences and civil prohibitions

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APER 4.4 Statement of Principle 4

As Published: 2015

APER 4.4 Statement of Principle 4

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PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

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EG 3.5 Official listing investigations (section 97)

As Published: 2016

EG 3.5 Official listing investigations (section 97)

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Similar To

MAR 1.10 Statutory exceptions

COBS 9.3 Guidance on assessing suitability

BIPRU 4.8 The IRB approach: Purchased receivables

MAR 5.3 Trading process requirements

FEES App 1 Annex 2 Further information on fees

MAR 6.2 Purpose

PERG 16.4 Acting as a depositary of an AIF

EG 4.1 Notifying the person under investigation where notice is a requirement under section 170

PERG 4.6 Advising on regulated mortgage contracts

LR 1.6 Listing Categories

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy