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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

…

DEPP 4.2 Urgent statutory notice cases

As Published: 2011

DEPP 4.2 Urgent statutory notice cases

…

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

…

MCOB 6.2 Purpose

As Published: 2006

MCOB 6.2 Purpose

…

DEPP 3.4 Urgent supervisory notice cases

As Published: 2013

DEPP 3.4 Urgent supervisory notice cases

…

MCOB 6A.1 Application and purpose

As Published: 2015

MCOB 6A.1 Application and purpose

…

MCOB 13.2 Purpose

As Published: 2006

MCOB 13.2 Purpose

…

EG 6.10 The Financial Services Register: publication of disapplication orders against members of the professions (see chapter 16)

As Published: 2016

EG 6.10 The Financial Services Register: publication of disapplication orders against members of the professions (see chapter 16)

…

REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

…

MCOB 5A.1 Application and purpose

As Published: 2015

MCOB 5A.1 Application and purpose

…

SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

…

COLL 12.1 Introduction

As Published: 2011

COLL 12.1 Introduction

…

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

…

LR 19.3 Listing applications

As Published: 2007

LR 19.3 Listing applications

…

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

…

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

…

MCOB 4.2 Purpose

As Published: 2006

MCOB 4.2 Purpose

…

SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

…

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

…

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

As Published: 2016

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

…

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