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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 1B.2 Modifying rules and consulting the FCA

As Published: 2008

DTR 1B.2 Modifying rules and consulting the FCA

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EG 2.15 Decision making in the context of regulatory enforcement action

As Published: 2016

EG 2.15 Decision making in the context of regulatory enforcement action

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EG 2.5 Cases where other authorities have an interest

As Published: 2016

EG 2.5 Cases where other authorities have an interest

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EG 3.10 Liaison where other authorities have an interest

As Published: 2016

EG 3.10 Liaison where other authorities have an interest

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MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

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PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles

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IFPRU 4.15 Credit risk mitigation

As Published: 2014

IFPRU 4.15 Credit risk mitigation

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IFPRU 11.4 Information for resolution plans

As Published: 2015

IFPRU 11.4 Information for resolution plans

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EG 16.1 The FCA’s general approach to making disapplication orders

As Published: 2016

EG 16.1 The FCA’s general approach to making disapplication orders

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FIT 2.3 Financial soundness

As Published: 2015

FIT 2.3 Financial soundness

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SUP 10A.4 Specification of functions

As Published: 2013

SUP 10A.4 Specification of functions

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LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

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FEES 10.3 Late payments and recovery of unpaid levies

As Published: 2015

FEES 10.3 Late payments and recovery of unpaid levies

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LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

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LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

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MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

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ICOBS 2.4 Record-keeping

As Published: 2011

ICOBS 2.4 Record-keeping

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EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

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MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

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CONC 10.2 Prudential resources requirements

As Published: 2014

CONC 10.2 Prudential resources requirements

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