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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

IPRU-INV 12.2 FINANCIAL RESOURCES REQUIREMENTS

As Published: 2015

IPRU-INV 12.2 FINANCIAL RESOURCES REQUIREMENTS

BIPRU 1.3 Applications for advanced approaches and waivers

As Published: 2006

BIPRU 1.3 Applications for advanced approaches and waivers

PERG 8.2 Introduction

As Published: 2007

PERG 8.2 Introduction

BIPRU 7.9 Use of a CAD 1 model

As Published: 2007

BIPRU 7.9 Use of a CAD 1 model

SUP 15A.1 Application and notifications under EMIR

As Published: 2013

SUP 15A.1 Application and notifications under EMIR

CONC 14.1 Application

As Published: 2014

CONC 14.1 Application

SUP 3.6 Firms' cooperation with their auditors

As Published: 2007

SUP 3.6 Firms' cooperation with their auditors

RCB 6.1 Application and purpose

As Published: 2008

RCB 6.1 Application and purpose

IFPRU 4.1 Application and purpose

As Published: 2013

IFPRU 4.1 Application and purpose

SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

IFPRU 5.1 Application and purpose

As Published: 2014

IFPRU 5.1 Application and purpose

IPRU-INV 9.6 NON-FINANCIAL RESOURCE REQUIREMENTS

As Published: 2015

IPRU-INV 9.6 NON-FINANCIAL RESOURCE REQUIREMENTS

SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

REC 4.2F Information gathering power on FCA’s own initiative

As Published: 2013

REC 4.2F Information gathering power on FCA’s own initiative

SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

EG App 3.6 COPFS

As Published: 2016

EG App 3.6 COPFS

PERG 16.4 Acting as a depositary of an AIF

As Published: 2013

PERG 16.4 Acting as a depositary of an AIF