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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

CONC 12.1 Application and purpose

As Published: 2013

CONC 12.1 Application and purpose

COBS 15.4 Effects of cancellation

As Published: 2007

COBS 15.4 Effects of cancellation

COBS 4.6 Past, simulated past and future performance

As Published: 2007

COBS 4.6 Past, simulated past and future performance

REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

SUP App 2.14A Fairness issues for with-profit firms in difficulty or in an irregular situation

As Published: 2015

SUP App 2.14A Fairness issues for with-profit firms in difficulty or in an irregular situation

EG 4.14 Joint investigations with the PRA

As Published: 2016

EG 4.14 Joint investigations with the PRA

MCOB 9.6 Disclosure at the start of the contract and after sale for equity release transactions

As Published: 2004

MCOB 9.6 Disclosure at the start of the contract and after sale for equity release transactions

COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

LR 15.5 Transactions

As Published: 2007

LR 15.5 Transactions

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses

As Published: 2014

CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

SUP App 2.8 Ceasing to effect contracts of insurance

As Published: 2002

SUP App 2.8 Ceasing to effect contracts of insurance

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties