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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 16.3 Periodic reporting

As Published: 2009

COBS 16.3 Periodic reporting

LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

CONC 6.6 Pawn broking: conduct of business

As Published: 2014

CONC 6.6 Pawn broking: conduct of business

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

LR 9.7A Preliminary statement of annual results, and statement of dividends

As Published: 2006

LR 9.7A Preliminary statement of annual results, and statement of dividends

TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

LR 9.4 Documents requiring prior approval

As Published: 2005

LR 9.4 Documents requiring prior approval

PERG 14.4A Activities relating to regulated sale and rent back agreements

As Published: 2010

PERG 14.4A Activities relating to regulated sale and rent back agreements

LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

COBS 9.4 Suitability reports

As Published: 2007

COBS 9.4 Suitability reports

SYSC 4.9 Handover procedures and material

As Published: 2015

SYSC 4.9 Handover procedures and material

FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

COBS 11.4 Client limit orders

As Published: 2007

COBS 11.4 Client limit orders

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

COBS 20.1 Application

As Published: 2007

COBS 20.1 Application

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

EG App 2.1 Purpose, status and application of the guidelines

As Published: 2015

EG App 2.1 Purpose, status and application of the guidelines

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

As Published: 2016

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013