Search Result

761 - 780 of 1603 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

SUP 8A.1 Application, purpose and interpretation

As Published: 2014

SUP 8A.1 Application, purpose and interpretation

EG 3.10 Liaison where other authorities have an interest

As Published: 2016

EG 3.10 Liaison where other authorities have an interest

SUP 8.5 Notification of altered circumstances relating to waivers

As Published: 2001

SUP 8.5 Notification of altered circumstances relating to waivers

COBS 14.2 Providing product information to clients

As Published: 2007

COBS 14.2 Providing product information to clients

COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

As Published: 2007

COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

SUP 8.7 Varying waivers

As Published: 2001

SUP 8.7 Varying waivers

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

CONC 4.1 Content of quotations

As Published: 2014

CONC 4.1 Content of quotations

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

CASS 5.8 Safe keeping of client's documents and other assets

As Published: 2010

CASS 5.8 Safe keeping of client's documents and other assets

EG 5.3 The basis of settlement discussions

As Published: 2016

EG 5.3 The basis of settlement discussions

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure