Search Result

761 - 780 of 1541 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 3A.1 Application and purpose

As Published: 2015

MCOB 3A.1 Application and purpose

…

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

…

SUP 10C.5 FCA governing functions

As Published: 2015

SUP 10C.5 FCA governing functions

…

SUP 8A.3 Applying for a direction or determination by the FCA waiving, varying or disapplying CCA requirements

As Published: 2014

SUP 8A.3 Applying for a direction or determination by the FCA waiving, varying or disapplying CCA requirements

…

MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

…

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

…

CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

…

IFPRU 4.6 Internal ratings based approach: probability of default

As Published: 2014

IFPRU 4.6 Internal ratings based approach: probability of default

…

INSPRU 3.1 Market risk in insurance

As Published: 2006

INSPRU 3.1 Market risk in insurance

…

PERG 4.15 Mortgage activities carried on by 'packagers'

As Published: 2005

PERG 4.15 Mortgage activities carried on by 'packagers'

…

DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

…

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

…

EG 4.12 Search and seizure powers

As Published: 2016

EG 4.12 Search and seizure powers

…

EG 19.1 Introduction

As Published: 2016

EG 19.1 Introduction

…

FEES 6.4A Management expenses in respect of relevant schemes

As Published: 2010

FEES 6.4A Management expenses in respect of relevant schemes

…

REC 6.5 FCA decision on recognition

As Published: 2013

REC 6.5 FCA decision on recognition

…

SUP 5.2 The FCA’s power

As Published: 2016

SUP 5.2 The FCA’s power

…

SUP 4.4 Appropriate actuaries

As Published: 2001

SUP 4.4 Appropriate actuaries

…

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

…

DISP 3.1 Purpose, interpretation and application

As Published: 2003

DISP 3.1 Purpose, interpretation and application

…