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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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IPRU-INV 9.3 CALCULATING INITIAL CAPITAL

As Published: 2015

IPRU-INV 9.3 CALCULATING INITIAL CAPITAL

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DTR 2.6 Control of inside information

As Published: 2016

DTR 2.6 Control of inside information

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SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

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CASS 8.3 Records and internal controls

As Published: 2014

CASS 8.3 Records and internal controls

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EG 2.9 FCA guidance and supporting materials

REC 3.6 Constitution and governance

SYSC 19C.1 General application and purpose

DEPP 6.6 Financial penalties for late and incomplete submission of reports

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BIPRU 9.12 Calculation of risk-weighted exposure amounts under the IRB approach

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

IPRU-INV 9.3 CALCULATING INITIAL CAPITAL

DTR 2.6 Control of inside information

SYSC 13.7 Processes and systems

CASS 8.3 Records and internal controls