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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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EG 7.2 Alternatives to sanctions

As Published: 2015

EG 7.2 Alternatives to sanctions

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REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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CONC 2.8 E-commerce

As Published: 2014

CONC 2.8 E-commerce

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BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2012

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

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MCOB 9.7 Disclosure at the start of the contract: lifetime mortgages

As Published: 2006

MCOB 9.7 Disclosure at the start of the contract: lifetime mortgages

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SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

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Similar To

COBS 22.2 Restrictions on the retail distribution of mutual society shares

EG 6.1 Publicity during FCA investigations

PERG 8.8 Having an effect in the United Kingdom

SUP 10A.7 FCA required functions

FIT 2.3 Financial soundness

IFPRU 4.4 Internal ratings based approach: overall requirements for estimation

BIPRU 2.1 Solo consolidation

SUP 5.4 Appointment and reporting process

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

MCOB 9.8 Disclosure after sale: lifetime mortgages

EG 19.3 Credit Unions Act 1979

LR 20.5 Disclosures

REC 2.10 Financial crime and market abuse

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation