Search Result

701 - 720 of 1673 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

As Published: 2016

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

CREDS 1.1 Application and purpose

As Published: 2011

CREDS 1.1 Application and purpose

EG 19.17 Regulated Covered Bonds Regulations 2008

As Published: 2016

EG 19.17 Regulated Covered Bonds Regulations 2008

COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

REC 2A.2 Method of satisfying the RAP recognition requirements

As Published: 2013

REC 2A.2 Method of satisfying the RAP recognition requirements

CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

MAR 5.5 Monitoring compliance with the rules of the MTF

As Published: 2003

MAR 5.5 Monitoring compliance with the rules of the MTF

SUP 16.7A Annual report and accounts

As Published: 2014

SUP 16.7A Annual report and accounts

EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

EG 9.1 Introduction

As Published: 2016

EG 9.1 Introduction

PERG 8.1 Application and purpose

As Published: 2014

PERG 8.1 Application and purpose

PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

IFPRU 1.3 Supervisory benchmarking of internal approaches for calculating own funds requirements

As Published: 2014

IFPRU 1.3 Supervisory benchmarking of internal approaches for calculating own funds requirements

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

SUP 10C.5 FCA governing functions

As Published: 2015

SUP 10C.5 FCA governing functions

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

EG 13.5 Petitions for administration orders or compulsory winding up orders: determining which insolvency order to seek

As Published: 2016

EG 13.5 Petitions for administration orders or compulsory winding up orders: determining which insolvency order to seek

FEES 10.1 Application, purpose and background

As Published: 2015

FEES 10.1 Application, purpose and background

COCON 2.2 Senior manager conduct rules

As Published: 2015

COCON 2.2 Senior manager conduct rules