Search Result

681 - 700 of 1289 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

EG 19.22 Decision making under the Payment Services Regulations

As Published: 2016

EG 19.22 Decision making under the Payment Services Regulations

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

As Published: 2007

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

As Published: 2007

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

COBS 4.5 Communicating with retail clients

As Published: 2008

COBS 4.5 Communicating with retail clients

COBS 12.4 Investment recommendations

As Published: 2007

COBS 12.4 Investment recommendations

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

COBS 2.2 Information disclosure before providing services

As Published: 2008

COBS 2.2 Information disclosure before providing services

REC 2A.3 Guidance on RAP recognition requirements

As Published: 2012

REC 2A.3 Guidance on RAP recognition requirements

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

COBS 18.6 Lloyd's

As Published: 2007

COBS 18.6 Lloyd's