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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 5.3 Statutory trust

As Published: 2004

CASS 5.3 Statutory trust

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SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

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IFPRU 1.5 Notification of FINREP reporting

As Published: 2014

IFPRU 1.5 Notification of FINREP reporting

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MAR 6.4 Systematic internaliser reporting requirement

As Published: 2007

MAR 6.4 Systematic internaliser reporting requirement

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PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

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PERG 5.10 Renewals

As Published: 2005

PERG 5.10 Renewals

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SUP 1A.2 Introduction

As Published: 2013

SUP 1A.2 Introduction

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SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

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FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

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DEPP 8.1 Introduction

As Published: 2015

DEPP 8.1 Introduction

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REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

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COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

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BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

As Published: 2007

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

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CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

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FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

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IFPRU 4.1 Application and purpose

As Published: 2013

IFPRU 4.1 Application and purpose

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GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

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SUP 4.1 Application

As Published: 2003

SUP 4.1 Application

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PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

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SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

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