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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

As Published: 2016

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

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DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

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EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

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PERG 15.4 Small payment institutions, agents and exempt bodies

As Published: 2011

PERG 15.4 Small payment institutions, agents and exempt bodies

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Effective Period

Similar To

EG 9.9 The effect of the FCA’s decision to withdraw approval

REC 4.9 Disciplinary measures

CASS 8.3 Records and internal controls

SUP 5.2 The FCA’s power

DEPP 8.1 Introduction

EG 11.4 Determining the amount of restitution

SUP 4.4 Appropriate actuaries

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act

COLL 3.2 The instrument constituting the fund

SUP 4.2 Purpose

CONC 3.3 The clear fair and not misleading rule and general requirements

DISP 2.8 Was the complaint referred to the Financial Ombudsman Service in time?

PERG 2.4 Link between activities and the United Kingdom

MCOB 2.5 Reliance on others

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

DEPP 2.2 Warning notices and first supervisory notices

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

PERG 15.4 Small payment institutions, agents and exempt bodies