Search Result

621 - 640 of 1540 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 3.7 Investigations to assist overseas authorities (section 169)

As Published: 2016

EG 3.7 Investigations to assist overseas authorities (section 169)

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

EG 2.2 Case selection: Firms and individuals, market abuse cases and listing matters

As Published: 2015

EG 2.2 Case selection: Firms and individuals, market abuse cases and listing matters

PERG 13.2 General

As Published: 2011

PERG 13.2 General

PERG 3A.2 General issues

As Published: 2011

PERG 3A.2 General issues

PERG 14.2 General issues

As Published: 2006

PERG 14.2 General issues

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

DISP 3.8 Dealing with information

As Published: 2004

DISP 3.8 Dealing with information

EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

COLL 11.5 Auditors

As Published: 2013

COLL 11.5 Auditors

REC 2A.2 Method of satisfying the RAP recognition requirements

As Published: 2013

REC 2A.2 Method of satisfying the RAP recognition requirements

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2011

REC 3.22 Restriction of, or instruction to close out, open positions

EG 7.6 Private warnings

As Published: 2015

EG 7.6 Private warnings