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EG 13.3 Petitions for administration orders or compulsory winding up orders: determining whether a company or partnership is unable to pay its debts

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EG 19.8 Electronic Commerce Directive (Financial Services and Markets) Regulations 2002

As Published: 2016

EG 19.8 Electronic Commerce Directive (Financial Services and Markets) Regulations 2002

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EG 19.20 Payment Services Regulations 2009

CONC 5A.5 Consequences of contravention of the cost caps

SUP 1A.4 Tools of supervision

RCB 2.3 Determination of registration

COLL 9.4 Facilities in the United Kingdom

PERG 8.8 Having an effect in the United Kingdom

BIPRU 8.6 Consolidated capital resources

PERG 5.5 The regulated activities: dealing in contracts as agent

REC 4.5 FCA supervision of action by UK RIEs under their default rules

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

SUP 15.6 Inaccurate, false or misleading information

EG 13.2 The FCA’s general approach to use of its powers and rights in insolvency proceedings

LR 15.2 Requirements for listing

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

REC 3.16 Information technology systems

DTR 1C.1 Application and purpose (Primary information providers)

IFPRU 11.7 Notifications

EG 13.3 Petitions for administration orders or compulsory winding up orders: determining whether a company or partnership is unable to pay its debts

EG 19.8 Electronic Commerce Directive (Financial Services and Markets) Regulations 2002