Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

IFPRU 11.2 Individual recovery plans

As Published: 2015

IFPRU 11.2 Individual recovery plans

…

PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

MCOB 6.5 Mortgages: information to be provided in the offer document or separately

LR 10.8 Miscellaneous

CASS 6.1 Application

MAR 8.2 Requirements for benchmark submitters

MIPRU 4.2 Capital resources requirements

CONC 8.9 Lead generators: including firm responsibility in dealing with lead generators

EG 4.2 Notifying the person under investigation where notice is not required under the Act

FEES 10.3 Late payments and recovery of unpaid levies

SUP 11.7 Acquisition or increase of control: assessment process and criteria

EG 2.10 Industry guidance

PERG 16.2 What types of funds and businesses are caught?

SYSC 19B.1 Application

PERG 8.1 Application and purpose

SUP 14.8 Further guidance

COLL 4.8 Notifications for UCITS master-feeder arrangements

REC 2A.4 Power and procedure for RAP penalties and censures

COLL 6.3 Valuation and pricing

IFPRU 11.2 Individual recovery plans

PERG 8.11 Types of exemption under the Financial Promotion Order