Search Result

621 - 640 of 1559 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

CONC 12.1 Application and purpose

As Published: 2013

CONC 12.1 Application and purpose

MCOB 4A.3 Record of recommendation

As Published: 2016

MCOB 4A.3 Record of recommendation

LR 4.3 Approval and publication of listing particulars

As Published: 2016

LR 4.3 Approval and publication of listing particulars

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

MCOB 2A.4 Early repayment

As Published: 2016

MCOB 2A.4 Early repayment

DISP App 3.2 The assessment of a complaint

As Published: 2010

DISP App 3.2 The assessment of a complaint

SUP 10C.3 General material about the definition of controlled functions

As Published: 2015

SUP 10C.3 General material about the definition of controlled functions

IFPRU 4.3 Guidance on internal ratings based approach: high level material

As Published: 2014

IFPRU 4.3 Guidance on internal ratings based approach: high level material

ICOBS 7.1 The right to cancel

As Published: 2007

ICOBS 7.1 The right to cancel

FEES 2.2 Late Payments and Recovery of Unpaid Fees

As Published: 2006

FEES 2.2 Late Payments and Recovery of Unpaid Fees

LR 9.4 Documents requiring prior approval

As Published: 2005

LR 9.4 Documents requiring prior approval

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2012

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

PERG 15.1 Introduction

As Published: 2012

PERG 15.1 Introduction

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

As Published: 2007

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services