Search Result

41 - 60 of 1626 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 10A.17 Further questions

As Published: 2013

SUP 10A.17 Further questions

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

REC 2.5 Systems and controls and conflicts

As Published: 2004

REC 2.5 Systems and controls and conflicts

SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

PR App 1.1

As Published: 2005

PR App 1.1

REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

COLL 12.3 EEA UCITS management companies

As Published: 2013

COLL 12.3 EEA UCITS management companies

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

GENPRU 2.2 Capital resources

As Published: 2006

GENPRU 2.2 Capital resources

LR 13.5 Financial information in Class 1 Circulars

As Published: 2007

LR 13.5 Financial information in Class 1 Circulars

LR 4.3 Approval and publication of listing particulars

As Published: 2016

LR 4.3 Approval and publication of listing particulars

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

SUP 10C.11 Statements of responsibilities

As Published: 2015

SUP 10C.11 Statements of responsibilities

SUP 10C.16 References and accurate information

As Published: 2016

SUP 10C.16 References and accurate information

SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2007

SUP 13A.3 Qualifications for authorisation under the Act

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers