Search Result

441 - 460 of 1613 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 5A.6 Other information

As Published: 2015

MCOB 5A.6 Other information

DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

EG 19.31 The Small and Medium Sized Business (Credit Information) Regulations

As Published: 2016

EG 19.31 The Small and Medium Sized Business (Credit Information) Regulations

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

SUP 10A.14 Changes to an FCA-approved person's details

As Published: 2014

SUP 10A.14 Changes to an FCA-approved person's details

COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

BIPRU 5.4 Financial collateral

As Published: 2006

BIPRU 5.4 Financial collateral

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

EG 15.4 Disqualification under section 249 or section 261K

As Published: 2016

EG 15.4 Disqualification under section 249 or section 261K

MCOB 3A.1 Application and purpose

As Published: 2015

MCOB 3A.1 Application and purpose

FIT 1.1 Application and purpose

As Published: 2015

FIT 1.1 Application and purpose