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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act

As Published: 2016

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act

IFPRU 11.7 Notifications

As Published: 2015

IFPRU 11.7 Notifications

SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

PR 2.2 Format of prospectus

As Published: 2012

PR 2.2 Format of prospectus

MCOB 8.5A Advised sales

As Published: 2012

MCOB 8.5A Advised sales

REC 4.2F Information gathering power on FCA’s own initiative

As Published: 2013

REC 4.2F Information gathering power on FCA’s own initiative

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

BIPRU 5.4 Financial collateral

As Published: 2006

BIPRU 5.4 Financial collateral

EG 4.6 What a subject of investigation can say to third parties

As Published: 2016

EG 4.6 What a subject of investigation can say to third parties

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application