Search Result

401 - 420 of 1280 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 13.8 Securities financing transactions

As Published: 2006

BIPRU 13.8 Securities financing transactions

COBS 10.1 Application and purpose provisions

As Published: 2007

COBS 10.1 Application and purpose provisions

CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

SYSC 19C.1 General application and purpose

As Published: 2014

SYSC 19C.1 General application and purpose

BIPRU 5.7 Unfunded credit protection

As Published: 2010

BIPRU 5.7 Unfunded credit protection

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

SYSC 19A.3 Remuneration principles for IFPRU investment firms

As Published: 2011

SYSC 19A.3 Remuneration principles for IFPRU investment firms

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

MCOB 2A.3 Foreign currency loans

As Published: 2016

MCOB 2A.3 Foreign currency loans

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers