Search Result

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

…

REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

…

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

…

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2011

REC 3.22 Restriction of, or instruction to close out, open positions

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 15.11 Notification of COCON breaches and disciplinary action

REC 4.4 Complaints

REC 2.2 Method of satisfying the recognition requirements

SUP 15.3 General notification requirements

REC 3.1 Application and purpose

REC 4.2 The supervisory relationship with UK recognised bodies

REC 3.26 Proposals to make regulatory provision

PERG 8.14 Other financial promotions

REC 4.8 The section 298 procedure

SUP 13.4 Providing cross border services into another EEA State

SYSC 19D.3 Remuneration principles

REC 2.15 Discipline

FEES 4.4 Information on which fees are calculated

REC 4.1 Application and purpose

REC 2.16A Operation of a multilateral trading facility

REC 3.13 Delegation of relevant functions

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

REC 3.2 Form and method of notification

REC 4.7 The section 297 power to revoke recognition

REC 3.22 Restriction of, or instruction to close out, open positions