Search Result

301 - 320 of 1451 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IFPRU 11.4 Information for resolution plans

As Published: 2015

IFPRU 11.4 Information for resolution plans

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

SUP 10C.8 The other local responsibility function (SMF22) and EEA branch senior manager functions (SMF21)

As Published: 2015

SUP 10C.8 The other local responsibility function (SMF22) and EEA branch senior manager functions (SMF21)

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

CONC 4.8 Pre-contract: unfair business practices: consumer credit lending

As Published: 2014

CONC 4.8 Pre-contract: unfair business practices: consumer credit lending

FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

PR 5.5 Persons responsible for a prospectus

As Published: 2012

PR 5.5 Persons responsible for a prospectus

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures

SUP 17.3 Reporting channels

As Published: 2007

SUP 17.3 Reporting channels

SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

SUP 15.11 Notification of COCON breaches and disciplinary action

As Published: 2015

SUP 15.11 Notification of COCON breaches and disciplinary action

SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

SUP 10A.1 Application

As Published: 2013

SUP 10A.1 Application