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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 19A.3 Remuneration principles for IFPRU investment firms

As Published: 2011

SYSC 19A.3 Remuneration principles for IFPRU investment firms

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

MCOB 8.3 Application of rules in MCOB 4

As Published: 2004

MCOB 8.3 Application of rules in MCOB 4

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

PERG 12.1 Background

As Published: 2006

PERG 12.1 Background

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

EG 19.27 Alternative Investment Fund Managers Regulations 2013

As Published: 2016

EG 19.27 Alternative Investment Fund Managers Regulations 2013

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

MCOB 2.3 Inducements: regulated mortgage contracts, home reversion plans and regulated sale and rent back agreements

As Published: 2004

MCOB 2.3 Inducements: regulated mortgage contracts, home reversion plans and regulated sale and rent back agreements

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

As Published: 2016

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

MCOB 7.1 Application

As Published: 2004

MCOB 7.1 Application

MCOB 8.5A Advised sales

As Published: 2012

MCOB 8.5A Advised sales

REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

PERG 13.2 General

As Published: 2011

PERG 13.2 General

SUP 10C.16 References and accurate information

As Published: 2016

SUP 10C.16 References and accurate information