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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

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EG 9.9 The effect of the FCA’s decision to withdraw approval

As Published: 2016

EG 9.9 The effect of the FCA’s decision to withdraw approval

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DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

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PERG 8.36 Illustrative tables

PERG 13.3 Investment Services and Activities

PERG 8.17-A Financial promotions concerning consumer credit and consumer hire

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DTR 1.3 Information gathering and publication

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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

BIPRU 1.1 Application

EG 9.9 The effect of the FCA’s decision to withdraw approval

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases