Search Result

261 - 280 of 1217 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

MCOB 4.8A Execution-only sales

As Published: 2012

MCOB 4.8A Execution-only sales

EG 10.1 Introduction

As Published: 2016

EG 10.1 Introduction

EG App 3.1 The FCA

As Published: 2015

EG App 3.1 The FCA

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

As Published: 2016

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

GEN 7.2 Call charges

As Published: 2015

GEN 7.2 Call charges

CASS 10.1 Application, purpose and general provisions

As Published: 2012

CASS 10.1 Application, purpose and general provisions

PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

SUP 18.3 Insurance business transfers outside the United Kingdom

As Published: 2015

SUP 18.3 Insurance business transfers outside the United Kingdom

LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

MCOB 6A.3 MCD mortgages: binding offer, content of the offer document and reflection period

As Published: 2016

MCOB 6A.3 MCD mortgages: binding offer, content of the offer document and reflection period

MCOB 2.7 Application to electronic media and distance communications

As Published: 2004

MCOB 2.7 Application to electronic media and distance communications