Search Result

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

…

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

…

SUP 10C.16 References and accurate information

As Published: 2016

SUP 10C.16 References and accurate information

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

DEPP 1.1 Application and Purpose

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

APER 1.1A Application

EG 19.1 Introduction

DTR 6.3 Dissemination of information

SUP 3.3 Appointment of auditors

LR 19.4 Continuing obligations

SUP 13A.7 Top-up permission

COLL 12.2 UK UCITS management companies

PERG 4.11 Link between activities and the United Kingdom

FEES App 1.2 Periodic Fees

SYSC 10.1 Application

SYSC 12.1 Application

EG 14.2 Choice of powers

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

REC 6A.2 Removal of passport rights from EEA market operator

SUP 10C.16 References and accurate information