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EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

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PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

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SUP 10A.13 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10A.13 Application for approval and withdrawing an application for approval

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REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

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SYSC 1.4 Application of SYSC 11 to SYSC 21

As Published: 2006

SYSC 1.4 Application of SYSC 11 to SYSC 21

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Similar To

CONC 12.1 Application and purpose

SUP 11.5 Notifications by firms

SYSC 10.1 Application

SUP 18.1 Application

SUP 3.4 Auditors' qualifications

LR 8.7 Supervision of sponsors

LR 18.2 Requirements for listing

COCON 3.1 General factors for assessing compliance

SYSC 19C.1 General application and purpose

LR 9.5 Transactions

COND 1.3 General

COLL 4.3 Approvals and notifications

EG 18.1 Cancellation on the FCA’s own-initiative

LR 18.4 Continuing obligations

IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

PERG 13.7 The territorial application of MiFID

SUP 10A.13 Application for approval and withdrawing an application for approval

REC 4.2 The supervisory relationship with UK recognised bodies

SYSC 1.4 Application of SYSC 11 to SYSC 21