Search Result

221 - 240 of 1440 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

PR App 1.1

As Published: 2005

PR App 1.1

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

As Published: 2016

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

SUP 18.3 Insurance business transfers outside the United Kingdom

As Published: 2015

SUP 18.3 Insurance business transfers outside the United Kingdom

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

EG 9.6 Applications for variation or revocation of prohibition orders

As Published: 2015

EG 9.6 Applications for variation or revocation of prohibition orders

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

MCOB 6.9 Regulated sale and rent back agreements

As Published: 2010

MCOB 6.9 Regulated sale and rent back agreements

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

EG 19.22 Decision making under the Payment Services Regulations

As Published: 2016

EG 19.22 Decision making under the Payment Services Regulations

COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

COLL 12.2 UK UCITS management companies

As Published: 2016

COLL 12.2 UK UCITS management companies