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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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COLL 6.6B UCITS depositaries

As Published: 2016

COLL 6.6B UCITS depositaries

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PERG 4.5 Arranging regulated mortgage contracts

As Published: 2013

PERG 4.5 Arranging regulated mortgage contracts

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PERG 15.2 General

As Published: 2011

PERG 15.2 General

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PR App 3.1

As Published: 2005

PR App 3.1

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PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

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CONC 4.2 Pre-contract disclosure and adequate explanations

As Published: 2014

CONC 4.2 Pre-contract disclosure and adequate explanations

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SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

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FEES 3.2 Obligation to pay fees

MAR 8.3 Requirements for benchmark administrators

BIPRU 9.7 Recognition of credit assessments of ECAIs

EG 6.1 Publicity during FCA investigations

LR 15.4 Continuing obligations

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

COBS 9.4 Suitability reports

DEPP 2.5 Provision for certain categories of decision

SUP 10C.8 The other local responsibility function (SMF22) and EEA branch senior manager functions (SMF21)

LR 8.2 When a sponsor must be appointed or its guidance obtained

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy