Search Result

181 - 200 of 1341 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.17 Financial promotions concerning agreements for qualifying credit

As Published: 2005

PERG 8.17 Financial promotions concerning agreements for qualifying credit

EG 19.7 The Open-Ended Investment Companies Regulations 2001

As Published: 2016

EG 19.7 The Open-Ended Investment Companies Regulations 2001

REC 6.5 FCA decision on recognition

As Published: 2013

REC 6.5 FCA decision on recognition

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

COCON 4.2 Specific guidance on senior manager conduct rules

As Published: 2015

COCON 4.2 Specific guidance on senior manager conduct rules

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

SYSC 4.8 Senior management responsibilities for third-country relevant authorised persons: allocation of responsibilities

As Published: 2015

SYSC 4.8 Senior management responsibilities for third-country relevant authorised persons: allocation of responsibilities

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

BIPRU 9.5 Synthetic securitisation

As Published: 2010

BIPRU 9.5 Synthetic securitisation

EG 19.3 Credit Unions Act 1979

As Published: 2016

EG 19.3 Credit Unions Act 1979

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

As Published: 2007

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

ICOBS 3.2 E-Commerce

As Published: 2013

ICOBS 3.2 E-Commerce

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

DISP 1.11 The Society of Lloyd's

As Published: 2010

DISP 1.11 The Society of Lloyd's

CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification