Search Result

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

DTR 6.2 Filing information and use of language

REC 3.13 Delegation of relevant functions

REC 3.8 Financial and other information

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

PERG 8.12 Exemptions applying to all controlled activities

LR 14.3 Continuing obligations

REC 3.3 Waivers

SUP 13.5 Notices of intention

REC 2.4 Suitability

REC 3.6 Constitution and governance

COLL 12.3 EEA UCITS management companies

PERG 8.14 Other financial promotions

COLL 12.2 UK UCITS management companies

SYSC 4.8 Senior management responsibilities for third-country relevant authorised persons: allocation of responsibilities

SUP 14.6 Cancelling qualification for authorisation

REC 2.14 Rules and consultation

SUP 6.2 Introduction

COLL 12.4 UCITS product passport

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order