Search Result

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

…

EG 20.2 Information gathering and investigation powers

As Published: 2016

EG 20.2 Information gathering and investigation powers

…

EG 4.12 Search and seizure powers

As Published: 2016

EG 4.12 Search and seizure powers

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

IFPRU 11.5 Intra-group financial support

CASS 5.6 Client money distribution

LR 19.2 Requirements for listing

BIPRU 9.1 Application and purpose

LR 3.1 Application

PR 2.4 Incorporation by reference

MCOB 4.11 Sale and rent back: advising and selling standards

PERG 15.1 Introduction

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

SUP 11.8 Changes in the circumstances of existing controllers

COBS 10.5 Assessing appropriateness: guidance

EG 12.5 Prosecution of Friendly Societies

SUP App 2.1 Application

SYSC 18.4 The whistleblowers’ champion

EG 13.11 Applications for orders against debt avoidance: the FCA’s policy

FEES 11.1 Application, purpose and background

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation